What action should the employee take?

An employee hears a colleague on the telephone with a customer giving advice on how to ensure that a suspicious transaction report will not be filed as a result of a future transaction.

What action should the employee take?
A . Report the conversation to the local police
B . Report the conversation to the compliance officer
C . Tell the colleague that it is against policy to give such advice
D . Ignore the situation because the colleague is the relationship manager for that customer

View Answer

Answer: B