Which action should the local manager take in this situation?

The local manager of a remote mortgage origination department of a financial institution has just discovered that sanctions screening of new customers is not being performed.

Which action should the local manager take in this situation?
A . Start screening new customers
B . Immediately inform the regulators
C . Immediately inform senior management
D . Do nothing because the department only handles a very small number of mortgages

View Answer

Answer: C